WATCH: MiFID II Transaction Reporting trends with Kaizen’s David Nowell

In this video, Kaizen’s Senior Regulatory Reporting Specialist David Nowell talks about what we can expect to see from MiFID II transaction reporting in 2021.

David, a former FCA regulator, covers the following topical issues:

  1. What can we expect from see from MiFID II in the coming months?
  2. What are the main MiFID II reporting issues that firms should be looking out for?
  3. What is the difference between FCA Transaction Reporting and EU Transaction Reporting?
  4. What should firms have in place now that the UK has left the EU? What likely changes might we expect to see down the line?
  5. What are regulators expecting now?
  6. What are the main risks of poor regulatory reporting practice?
  • For a virtual discussion of your own with David or one of our regulatory reporting specialists, please contact us.