Asset type — Resources EventsPast event Test post event Read more Event: Wed 8 Feb, 2023 Blogs Tue 7 Feb, 2023 MiFID II reporting five years on: The future of post-trade transparency reporting Read more Blogs Fri 3 Feb, 2023 What took so Elon-g? Read more Guide Wed 25 Jan, 2023 How-to Guide: SFTR repo day-count conventions Read more Blogs Wed 18 Jan, 2023 MiFID II reporting five years on: what does the future hold? Read more Blogs Tue 17 Jan, 2023 EMIR Refit 2024 – Five key changes every EEA & UK company should know Read more Awards Thu 12 Jan, 2023 Help Kaizen win at the Hedgeweek European Awards 2023 Read more Blogs Wed 11 Jan, 2023 MiFID II reporting five years on: a retrospective Read more Blogs Tue 10 Jan, 2023 SFTR ‘ish’ USA Read more EventsPast event Join us at the Asset Management Derivatives Forum 2023 in California Read more Event: Wed 8 Feb, 2023 Media Thu 22 Dec, 2022 Alan McIntyre talks to Risk.net on the recent CFTC ReWrite go-live Read more Blogs Thu 15 Dec, 2022 What’s the latest with ESMA’s MiFIR Reporting Review? Read more Media Thu 15 Dec, 2022 Tim Hartley writes for S&P Global on regulatory reporting predictions for 2023 Read more Blogs Tue 13 Dec, 2022 FCA releases Market Watch 71 Read more Awards Wed 7 Dec, 2022 Kaizen Reporting wins at the FOW International Awards for fifth time Read more Blogs Mon 5 Dec, 2022 A monumental day for CFTC Reporting Read more Media Tue 29 Nov, 2022 In the news: Jonathan Lee at the Securities Finance Times Symposium Read more Blogs Fri 25 Nov, 2022 Singapore FX growth highlights importance of complete and accurate MAS derivatives reporting Read more Blogs Mon 21 Nov, 2022 A tale of inflation, solvency & regulatory jeopardy Read more Media Thu 17 Nov, 2022 Kaizen wins Best Solution for CFTC Reporting for second year in a row Read more Guide Wed 16 Nov, 2022 Transaction Reporting How-to Guide: Personal Identifiers Read more Blogs Fri 11 Nov, 2022 Canada publishes guidance on transition from CFTC ReWrite to CSA ReWrite Read more Events Join Kaizen at the Securities Finance Technology Winter Symposium 2022 Read more Event: Tue 22 Nov, 2022 Media Wed 26 Oct, 2022 Commentary – Five steps for successful change management for regulatory reporting changes Read more Media Wed 26 Oct, 2022 Dario Crispini speaks to WatersTechnology on ESMA’s expanded supervisory powers Read more Blogs Thu 20 Oct, 2022 What does the end of daylight saving mean for regulatory reporting? Read more Media Tue 18 Oct, 2022 Regulatory reporting industry expert Matthew Vincent joins Kaizen Reporting Read more Events Join us for a Transaction Reporting Workshop on FCA’s Market Watch 70 Read more Event: Wed 23 Nov, 2022 Media Wed 5 Oct, 2022 In the news: Simon Appleton on FCA’s latest Market Watch 70 newsletter Read more Blogs Mon 3 Oct, 2022 FCA’s Market Watch 70 cites progress but areas for improvement on transaction reporting Read more Media Wed 28 Sep, 2022 Dario Crispini talks to Risk on how to tackle regulatory reporting data quality Read more Awards Tue 27 Sep, 2022 Kaizen wins at Asia Risk Technology Awards for second year in a row Read more Blogs Mon 26 Sep, 2022 Canada, the CSA and the CDE greatest hits Read more Blogs Fri 23 Sep, 2022 Errors and omissions notifications: the regulatory reporting confession letter Read more Events Join Kaizen at the bwf and ICMA Capital Markets Conference Read more Event: Thu 13 Oct, 2022 Blogs Thu 25 Aug, 2022 SFTR – The Terrible Twos or Yesterday’s News? Read more Blogs Fri 12 Aug, 2022 Collateral Reporting – Past, Present and Future Read more Awards Thu 4 Aug, 2022 Kaizen wins at the Risk Technology Awards 2022 Read more Blogs Mon 1 Aug, 2022 Too little, too late – ESRB attempts to amend EMIR Refit Read more Blogs Tue 19 Jul, 2022 ESMA publishes SFTR Q&As 13 and 14 Read more Media Tue 19 Jul, 2022 Regulation Roundup – Rewrites, Reviews and Opportunities Beyond the Deadlines Read more Blogs Tue 12 Jul, 2022 ESMA concedes – third-country issuer LEIs only where they exist Read more Blogs Thu 7 Jul, 2022 FCA consults on improving equity secondary markets Read more Awards Thu 30 Jun, 2022 Kaizen wins at the WatersTechnology Asia Awards 2022 for second year in a row Read more Blogs Fri 24 Jun, 2022 Sunshine and surveillance star in FCA’s summer update Read more Blogs Thu 23 Jun, 2022 Are the APAC regulators planning a 2024 April Fools? Read more Media Wed 22 Jun, 2022 In the news: The end of regulatory reporting as we know it? Read more Events Join Kaizen at the FIA Forum in Frankfurt Read more Event: Tue 12 Jul, 2022 Media Fri 17 Jun, 2022 In the news: Simon Appleton on the state of play for transaction reporting Read more Media Fri 17 Jun, 2022 In the news: Simon Appleton on MiFID II data standards Read more Media Thu 16 Jun, 2022 In the news: Jonathan Lee on securities industry’s reporting requirements Read more Blogs Tue 14 Jun, 2022 CFTC warns firms to fix swap data errors before the ReWrite Read more Blogs Wed 1 Jun, 2022 New body for APAs and ARMs grows legs Read more Blogs Tue 31 May, 2022 ASIC Rewrite Consultation #2: Seeing Double? Read more Blogs Mon 23 May, 2022 UK Takeover Panel change: Miscellaneous Code Amendments Read more Blogs Tue 26 Apr, 2022 Data at the forefront of FCA’s annual business plan Read more Video Tue 26 Apr, 2022 WATCH: Is your regulatory reporting valid but wrong? Watch video Media Thu 21 Apr, 2022 UK SFTR validation rule revisions will not crack the data quality conundrum Read more Blogs Tue 19 Apr, 2022 ESMA’s Data Quality report (EMIR) – five critical takeaways Read more Media Mon 11 Apr, 2022 In the news: Jonathan Lee on the revised SFTR validation rules – 11 April Read more Blogs Tue 5 Apr, 2022 ESMA’s Data Quality report (SFTR) – window dressing or reliable data? Read more Events Join Kaizen at the ICMA AGM and Conference in Vienna Read more Event: Wed 8 Jun, 2022 Events Kaizen’s Jonathan Lee to speak at ISLA 2022 in Vienna Read more Event: Mon 6 Jun, 2022 Events Join Kaizen at the EUREX Derivatives Forum 2022 in Frankfurt Read more Event: Tue 24 May, 2022 Events Join us at the ISDA AGM in Madrid Read more Event: Tue 10 May, 2022 Media Thu 24 Mar, 2022 In the news: Chris Machin on European consolidated tape for derivatives Read more Awards Wed 23 Mar, 2022 Kaizen’s apprenticeship scheme wins at A-Team Innovation Awards 2022 Watch video Blogs Mon 21 Mar, 2022 Crypto to remain under the spotlight: MiFID view Read more Blogs Fri 18 Mar, 2022 Focus réglementaire de l’union Européenne – Qualité des données déclarées sous MiFID II Read more Blogs Wed 16 Mar, 2022 ESCB transactions to be reportable under UK SFTR Read more Awards Tue 15 Mar, 2022 Kaizen’s Angie Huff selected for Women in FinTech Powerlist 2021 Read more WebinarsPast event WATCH: Stay ahead of the game on CFTC Reporting Read more Media Tue 8 Mar, 2022 Commentary – The evolution of the CFTC’s approach to swap reporting Read more Events Join us at Trade & Transaction Reporting 2022 Read more Event: Tue 22 Mar, 2022 Blogs Wed 2 Mar, 2022 SEC proposes new short position reporting disclosure Read more Blogs Thu 24 Feb, 2022 EU regulatory focus – MiFID II reporting data quality Read more Blogs Wed 23 Feb, 2022 Shareholding Disclosure: What’s the issue with Issuer Requests? Read more Awards Mon 21 Feb, 2022 Help us win at the RegTech Insight Awards Europe Read more Media Fri 18 Feb, 2022 In the news: Dario Crispini on crypto derivatives Read more Media Thu 17 Feb, 2022 In the news: Alan McIntyre on SEC Part 43 go-live Read more Blogs Mon 14 Feb, 2022 SEC proposes significant amendments to beneficial ownership reporting Read more Blogs Mon 14 Feb, 2022 SEC Part 43 Real Time Reporting takes the romance out of Valentine’s Day Read more Resources Mon 7 Feb, 2022 LISTEN: ‘What’s next for regulatory reporting?’ Q&A podcast Read more Media Thu 3 Feb, 2022 In the news: Kaizen’s Alan McIntyre on the CFTC ReWrite delay Read more Media Thu 3 Feb, 2022 Testing Times Ahead With the CFTC ReWrite Delayed Read more Events Kaizen CEO Dario Crispini to speak at TISA MiFID II Virtual Conference Read more Event: Thu 3 Mar, 2022 Blogs Fri 28 Jan, 2022 SFTR’s ongoing settlement fails saga Read more Blogs Mon 24 Jan, 2022 Five key changes proposed for the UK EMIR Refit Read more Webinars WATCH: What’s next for regulatory reporting? Read more Resources Mon 17 Jan, 2022 LISTEN: Kaizen’s Tim Hartley on the Regis-TR RoundUp podcast Read more Blogs Thu 13 Jan, 2022 FCA shows flexibility on Short Selling Indicator for MiFIR transaction reporting Read more Video Mon 10 Jan, 2022 WATCH: Regulatory Reporting and RegTech in 2022 Read more Blogs Thu 16 Dec, 2021 LIBOR decommissioning brings SONIA and SMMD reporting to the fore Read more Video Tue 14 Dec, 2021 Merry Christmas from Kaizen Reporting Watch video Blogs Mon 13 Dec, 2021 SEC Rule 10c-1 Securities Lending Market Reporting Proposals – a blessing or a curse? Read more Blogs Wed 8 Dec, 2021 ESMA emissions report provides clarity on EMIR reporting fields Read more Blogs Tue 7 Dec, 2021 FCA proposes ending transaction reporting of SFTs under UK MiFIR Read more Awards Fri 3 Dec, 2021 Kaizen Reporting wins ‘Regulatory Reporting Solution of the Year’ at the FOW International Awards 2021 Read more Media Thu 2 Dec, 2021 In the news: Chris Machin speaks to Global Investor Group Read more Awards Wed 1 Dec, 2021 Kaizen wins at the RegTech Insight Awards USA 2021 Read more Media Tue 30 Nov, 2021 In the news: Tim Hartley speaks to Global Investor Group Read more Blogs Tue 23 Nov, 2021 FCA uses MiFIR transaction reports to bring enforcement action Read more Media Tue 16 Nov, 2021 In the news: Tim Hartley speaks to Global Investor Group Read more Blogs Mon 8 Nov, 2021 Unpacking the SEC Reporting FAQ Read more Awards Tue 2 Nov, 2021 Help us win at the Finance Magnates London Summit Awards 2021 Read more Events REGISTER: Finance Magnates London Summit 2021 Read more Event: Wed 17 Nov, 2021 Blogs Tue 2 Nov, 2021 Top five changes in the final CFTC reporting Technical Specification Read more Blogs Mon 1 Nov, 2021 ESMA updates MiFIR Transaction Reporting validation rules Read more Blogs Fri 29 Oct, 2021 Trade Reporting vs Transaction Reporting Read more Events Join us for ‘SFTR and Now’ at the Securities Finance Technology Symposium Read more Event: Thu 4 Nov, 2021 Blogs Tue 26 Oct, 2021 CFTC fines and selling the reporting dream Read more Blogs Fri 22 Oct, 2021 UK SFTR – Desynchronised Harmony Read more Blogs Thu 21 Oct, 2021 ESMA admits MiFID II transparency still not achieved in derivatives Read more Media Wed 20 Oct, 2021 Acclaim: Relentless Focus on Quality at Kaizen Reporting Read more Blogs Wed 20 Oct, 2021 What’s coming up next in shareholding disclosure? Read more Awards Mon 18 Oct, 2021 Kaizen Reporting wins at Global Investor Group’s Investment Excellence Awards 2021 Read more Events REGISTER: CFTC & SEC Trade Reporting Changes – The Road Ahead Read more Event: Thu 21 Oct, 2021 Blogs Tue 12 Oct, 2021 SFTR: Time for reflection or a fresh start for the buy-side? Read more Blogs Tue 5 Oct, 2021 ESMA EMIR Q&A – September 2021 Read more Awards Tue 5 Oct, 2021 Help us win at the RegTech Insight Awards USA 2021 Read more Blogs Mon 4 Oct, 2021 SFTR Q&A 11: Reporting LEI changes following Corporate Actions Read more Blogs Fri 1 Oct, 2021 The End of the Beginning for MAS Reporting Read more Awards Thu 30 Sep, 2021 Kaizen Reporting wins at the WealthTechAsia Awards 2021 Read more Awards Wed 29 Sep, 2021 Kaizen Reporting wins at the Asia Risk Technology Awards 2021 Read more Events REGISTER: The Importance of Data Validation for an Effective Regulatory Control Framework Read more Event: Thu 7 Oct, 2021 Media Thu 23 Sep, 2021 Kaizen Reporting features in official History of Parliament Trust’s 300 Years of Leadership and Innovation Read more Media Wed 8 Sep, 2021 Kaizen Reporting strengthens ESG strategy with the appointment of ESI Monitor Read more Blogs Tue 17 Aug, 2021 And Then There Was One Read more Blogs Tue 10 Aug, 2021 New SFTR Validation Rules – Same Old Challenges Read more Blogs Mon 9 Aug, 2021 SEC Swap Reporting – SBSR, The long journey Read more Blogs Wed 4 Aug, 2021 FCA Publishes 2021/22 Business Plan Read more Blogs Wed 28 Jul, 2021 SFTR One Year On Read more Blogs Mon 26 Jul, 2021 Complexity from simplicity – the INTC story Read more Blogs Mon 19 Jul, 2021 October 2021 – The End of Part 1 for MAS Read more Blogs Thu 15 Jul, 2021 FCA update: Reporting under UK EMIR and transition from LIBOR Read more Media Thu 15 Jul, 2021 Kaizen Reporting Strengthens Regulatory Expertise Read more Webinars WATCH: SFTR Reporting – the highs, the lows and the year ahead Read more Blogs Mon 5 Jul, 2021 UPI Implementation: The Approaches of Regulators Read more Blogs Thu 1 Jul, 2021 ESMA’s MiFID Review: An FAQ on the Significant Changes Proposed to MiFIR Transaction Reporting Read more Blogs Tue 29 Jun, 2021 Latest CFTC reporting fine highlights the need for robust controls Read more Webinars WATCH: Kaizen CEO Dario Crispini on the Future of Regulatory Reporting with Alpha FMC and SteelEye Read more Awards Fri 18 Jun, 2021 Kaizen Reporting wins ‘Best Regulatory Reporting Initiative’ at the WatersTechnology Asia Awards 2021 Read more Video Wed 9 Jun, 2021 WATCH: Kaizen Reporting’s MiFID II Post-Trade Reporting service Watch video Media Tue 8 Jun, 2021 Kaizen Reporting announces new Advisory Board Read more Blogs Wed 2 Jun, 2021 ESMA updates its EMIR Q&A – delivery type for credit derivatives and reference rates Read more Blogs Tue 1 Jun, 2021 MiFIR Transaction Reporting and the meaning of a ‘transaction’ Read more Awards Thu 27 May, 2021 Kaizen Reporting shortlisted for Best RegTech/Data Solutions company Read more Webinars WATCH: ESMA’s MiFIR Review – what does it mean for transaction reporting? Read more Blogs Mon 10 May, 2021 Recent FCA fine shows importance of MiFIR Transaction Reporting Read more Media Wed 5 May, 2021 In the news: Jonathan Lee speaks to Risk.net Read more Media Thu 29 Apr, 2021 In the news: Jonathan Lee speaks to Securities Finance Times Read more Blogs Thu 29 Apr, 2021 SMCR and Regulatory Reporting: Setting the ‘tone from the top’ Read more Blogs Wed 21 Apr, 2021 Solving the EMIR Reporting data quality problem Read more Blogs Thu 15 Apr, 2021 Significant changes proposed to MiFIR Transaction Reporting by ESMA Read more Blogs Tue 13 Apr, 2021 ESMA plays catch-up on Issuer LEIs as the deadline passes Read more Events Kaizen CEO Dario Crispini to speak at TISA Transaction Reporting Forum Read more Event: Thu 29 Apr, 2021 Blogs Fri 9 Apr, 2021 New SFTR Q&A: Question 9 – Portfolio Manager Reporting Read more Blogs Tue 6 Apr, 2021 ESMA EMIR Q&A – Intragroup reporting exemption updates (plus some added UK EMIR guidance too) Read more Video WATCH: SFTR implications for the buy-side with Jonathan Lee Read more Media Thu 25 Mar, 2021 In the news: Jonathan Lee speaks to Global Investor Group on buy-side SFTR implementation Read more Blogs Wed 24 Mar, 2021 The Kaizen Helpdesk one year on Read more Events Join us for SFTR Implications at the Buy-Side Repo and Regulatory Forum Read more Event: Wed 24 Mar, 2021 Blogs Mon 22 Mar, 2021 FCA updates recent UK EMIR validation rules Read more Media Mon 22 Mar, 2021 In the news: Kaizen’s Chris Machin speaks to Best Execution on RTS 27 suspension Read more Blogs Mon 15 Mar, 2021 Lies, LEIs and SFTR Reports Read more Blogs Mon 1 Mar, 2021 What does March 8 mean for UK EMIR and EU EMIR – and for you? Read more Video Wed 24 Feb, 2021 Video series: 2021 Regulatory Reporting Trends Read more Video Wed 24 Feb, 2021 WATCH: EMIR Reporting trends in the months ahead with Kaizen’s David Nowell Watch video Video Fri 19 Feb, 2021 WATCH: MiFID II Transaction Reporting trends with Kaizen’s David Nowell Watch video Video Sat 13 Feb, 2021 WATCH: An Introduction to Kaizen Reporting Watch video Video Thu 4 Feb, 2021 WATCH: G20 Reporting trends in 2021 with Kaizen’s James Mooney Watch video Blogs Wed 3 Feb, 2021 New iteration of the ESMA EMIR Q&A Read more Blogs Tue 2 Feb, 2021 The (Trade) State We’re In: SFTR Q&A #2 Read more Video Mon 1 Feb, 2021 WATCH: MiFID II Post-Trade Reporting trends in 2021 with Kaizen and SmartStream Watch video Video Wed 27 Jan, 2021 WATCH: SFTR Reporting trends in 2021 with Kaizen Reporting’s Jonathan Lee Watch video Webinars WATCH: Why Shareholding Disclosures matter to your firm Read more Video Thu 21 Jan, 2021 WATCH: Kaizen CEO Dario Crispini on regulatory reporting in 2021 Read more Blogs Wed 13 Jan, 2021 SFTR: Six months on – what have we learned? Read more Blogs Thu 31 Dec, 2020 EMIR Q&A –UK derivatives to be considered OTC Read more Media Wed 23 Dec, 2020 Kaizen Reporting in the news 2020 Read more Video Wed 16 Dec, 2020 Season’s Greetings from Kaizen Reporting Watch video Video Tue 15 Dec, 2020 WATCH: Kaizen CEO Dario Crispini talks on panel at the DW London conference 2020 Read more Media Wed 9 Dec, 2020 Kaizen Reporting wins ‘Regulatory Reporting Solution of the Year’ at the FOW International Awards 2020 Read more Awards Wed 2 Dec, 2020 Kaizen Reporting selected as RegTech 100 company for the third consecutive year Read more Webinars WATCH: Brexit – Essential Preparation for EMIR and MiFIR Reporting Read more Events Register: Does Single Rulebook signal the start of a transformation in compliance and operations? Read more Event: Tue 8 Dec, 2020 Media Wed 18 Nov, 2020 Media release: Kaizen Reporting acquires Single Rulebook Watch video Brexit Wed 11 Nov, 2020 LISTEN: Brexit Q&A Podcast Read more Awards Fri 6 Nov, 2020 Media release: Kaizen Reporting wins ‘Best Compliance Product – Regulatory Reporting’ Read more Blogs Thu 5 Nov, 2020 ESMA releases SFTR data reporting Q&A Read more Blogs Tue 20 Oct, 2020 Brexit and SFTR – Your questions answered Read more Blogs Thu 15 Oct, 2020 Short position reporting enforcement by the UK’s FCA Read more Blogs Wed 14 Oct, 2020 Why mandatory shareholding disclosures matter to your firm Read more Blogs Mon 12 Oct, 2020 SFTR Reporting Challenges for Buy-Side firms Read more Video Mon 12 Oct, 2020 SFTR Reporting goes live for the buy-side Watch video Blogs Wed 7 Oct, 2020 How is the Covid-19 pandemic affecting shareholding disclosures? Read more Case Studies Tue 6 Oct, 2020 Shareholding Disclosure Case Study: UK Takeover Panel Read more Case Studies Thu 1 Oct, 2020 Shareholding Disclosure Case Study: Global Asset Management Firm Read more Blogs Thu 1 Oct, 2020 RTS 2 Non-Equities Trades: Are you ready to publish within five minutes? Read more Awards Wed 30 Sep, 2020 Media release: Kaizen Reporting wins Regulatory Solution of the Year Read more Blogs Tue 29 Sep, 2020 How to report UK nationals if there is a no-deal Brexit Read more Blogs Mon 28 Sep, 2020 FCA continues its focus on data quality and market abuse Read more Blogs Mon 28 Sep, 2020 FCA: The five key reporting challenges for firms preparing for Brexit Read more Blogs Wed 23 Sep, 2020 Are the tectonic plates shifting in the Data Reporting Services Providers (DRSP) market? Read more Blogs Tue 22 Sep, 2020 Systematic Internaliser (SI) regime for OTC derivatives comes into play Read more Blogs Mon 14 Sep, 2020 Seven tips for navigating collateral reporting under SFTR Read more Events Kaizen joins FCA, AFM at the Trade and Transaction Reporting Conference Read more Event: Wed 23 Sep, 2020 Media Tue 8 Sep, 2020 Media release: Kaizen Reporting acquires MDM Compliance Systems Read more Blogs Mon 7 Sep, 2020 FCA release Market Watch 65 Read more Blogs Mon 7 Sep, 2020 My career in shareholding disclosures and the lessons I have learned Read more Blogs Thu 27 Aug, 2020 FCA Release Market Watch 64 Read more Guide Wed 19 Aug, 2020 Transaction Reporting How-to Guide: ‘Venue’ Field Read more Blogs Fri 7 Aug, 2020 What is shareholding disclosure compliance? Read more Events Free Webinar: SFTR lands in the market – Thursday 30 July 2020 Read more Event: Thu 30 Jul, 2020 Blogs Fri 24 Jul, 2020 The SFTR Collateral Conundrum Read more Video Thu 23 Jul, 2020 Free healthcheck of MiFID II and G20 reporting Watch video Blogs Fri 17 Jul, 2020 James Deehan takes on the Talisker Whisky Atlantic Challenge Watch video Blogs Fri 17 Jul, 2020 Well done to our SFTR Reporting Team! Read more Video Mon 13 Jul, 2020 SFTR Reporting goes live for investment firms Watch video Blogs Thu 9 Jul, 2020 ESMA releases new EMIR and MiFIR Q&As Read more Blogs Tue 7 Jul, 2020 Less than a week to go until SFTR go-live, what should firms be doing? Read more Media Thu 25 Jun, 2020 Our response to the Chancellor’s statement on financial services after Brexit Read more Blogs Fri 19 Jun, 2020 What’s it like starting a new job during lockdown? Read more Blogs Mon 8 Jun, 2020 EMIR Refit implementation: What June 18 means for you Read more Blogs Fri 5 Jun, 2020 FCA publishes Market Watch 63 Read more Video Tue 2 Jun, 2020 WATCH: Kaizen CEO Dario Crispini talks to Matt Smith, CEO of Steel Eye Watch video Video Thu 28 May, 2020 WATCH: Jonathan Lee speaks to Securities Lending Times: Beware of ‘valid but wrong’ SFTR reports Watch video Awards Wed 20 May, 2020 Media release: Kaizen Reporting wins Best Transaction Reporting Solution at RegTech Insight Awards Read more Blogs Tue 19 May, 2020 EMIR, MiFIR, SFTR Reporting Core Training – new course dates announced Read more EMIR Reporting Tue 28 Apr, 2020 LISTEN: Kaizen CEO Dario Crispini on The Regis-TR RoundUp podcast Read more Blogs Mon 20 Apr, 2020 Social distancing on the Atlantic Ocean Read more Blogs Tue 14 Apr, 2020 SFTR – the day that wasn’t Read more Blogs Wed 8 Apr, 2020 SFTR latest developments: COVID-19 delays, backloading, MiFID II reporting of SFTs, and a new best practice guide… Read more Blogs Thu 26 Mar, 2020 Do not adjust your (transaction reporting) clock Read more Blogs Fri 20 Mar, 2020 EMIR: Lies, damned lies and trade repository statistics Read more Blogs Thu 19 Mar, 2020 ESMA pragmatism allows three-month COVID-19 delay to SFTR implementation Read more Blogs Tue 10 Mar, 2020 Trade associations publish EMIR reporting ‘best practices’ Read more Video Wed 4 Mar, 2020 WATCH: Ian Rennie on how Kaizen helps investment firms achieve complete and accurate regulatory reporting Watch video Blogs Tue 3 Mar, 2020 CFTC / Dodd Frank Reporting gets a KISS Read more Video Tue 3 Mar, 2020 Watch: Chris Machin on what the Senior Managers and Certification Regime means for financial firms Watch video SFTR Reporting Thu 20 Feb, 2020 Watch: Jonathan Lee looks at the controls firms need for accurate SFTR reporting Watch video Video Thu 13 Feb, 2020 Video series: Dario Crispini on regulatory reporting and wealth managers Watch video Blogs Wed 12 Feb, 2020 Post-Brexit regulatory reporting wish list: EMIR trade reporting Read more Events Kaizen’s Jonathan Lee to speak at CSS 2020 Regulatory Compliance Forum Read more Event: Thu 5 Mar, 2020 Blogs Mon 10 Feb, 2020 ESMA and the European Commission clarify treatment of Alternative Investment Funds (AIFs) under SFTR Read more Video Thu 30 Jan, 2020 Video series: Dario Crispini on issues and risks of poor data quality in regulatory reporting Watch video Blogs Wed 29 Jan, 2020 Post-Brexit regulatory reporting wish list: MiFIR transaction reporting Read more MiFID II Transaction Reporting Mon 20 Jan, 2020 FIRDS: Are trading venues contributing to poor quality transaction reporting? Read more Video Mon 20 Jan, 2020 Video: David Nowell on what is happening with EMIR Trade Reporting Watch video Video Wed 15 Jan, 2020 Video: Dario Crispini’s regulatory reporting predictions for 2020 Watch video Video Mon 13 Jan, 2020 Video: David Nowell on MiFID II reporting Watch video SFTR Reporting Mon 13 Jan, 2020 SFTR reporting final guidelines – ready, steady….go! Read more MiFID II Trade Reporting Wed 8 Jan, 2020 One year to go: RTS 2 non-equities reporting to reduce to five minutes Read more MiFID II Transaction Reporting Fri 3 Jan, 2020 MiFID II 2nd anniversary – ready for the terrible twos? Read more Media Fri 20 Dec, 2019 Kaizen Reporting in the news 2019 Read more Blogs Thu 19 Dec, 2019 You better watch out, you better not cry…. Read more Video Thu 19 Dec, 2019 Video series: Dario Crispini on Kaizen’s key regulatory reporting services Watch video MiFID II Transaction Reporting Thu 19 Dec, 2019 €STR versus SONIA Read more Media Wed 18 Dec, 2019 Kaizen Reporting celebrates its fifth anniversary with strongest year-on-year growth to date and the introduction of new and enhanced services Read more MiFID II Transaction Reporting Fri 13 Dec, 2019 No market abuse sanctions by FCA in 2018 Read more Video Thu 12 Dec, 2019 Video series: Dario Crispini on why he set up Kaizen Reporting Watch video Awards Tue 10 Dec, 2019 Kaizen Reporting wins ‘Best New Product: Regulatory Reporting’ at the FOW International Awards Read more SMCR Mon 9 Dec, 2019 SMCR: Five key questions to ask on regulatory reporting Read more Awards Wed 27 Nov, 2019 Kaizen Reporting wins Regulatory Reporting Product of the Year Read more Awards Tue 26 Nov, 2019 Kaizen Reporting “one of the world’s most innovative RegTech firms” for second year Read more Blogs Thu 21 Nov, 2019 FCA to increase its scrutiny of EMIR reporting Read more Awards Thu 14 Nov, 2019 Kaizen Reporting Wins Singapore Regtech Award for ReportShield™ Data Assurance Solution Read more SFTR Reporting Tue 5 Nov, 2019 SFTR validation rules and schemas from the ESMA cauldron… Read more SMCR Thu 31 Oct, 2019 The scariest regulatory reporting changes facing you this Halloween Read more Blogs Tue 29 Oct, 2019 Look before you leap: Understanding the limitations of AI in the regulatory space Read more Events Join us at Infoline’s Trade and Transaction Reporting Conference in Stockholm Read more Event: Thu 5 Dec, 2019 SMCR Wed 23 Oct, 2019 In the news: Ian Rennie speaks to Practice Insight Read more MiFID II Transaction Reporting Wed 23 Oct, 2019 Why communication and cooperation are the key to avoiding regulatory reporting fines Read more SFTR Reporting Tue 22 Oct, 2019 In the news: Jonathan Lee speaks to Best Execution Read more MiFID II Transaction Reporting Mon 21 Oct, 2019 FCA warns on further transaction reporting errors in Market Watch 62 Read more Blogs Wed 16 Oct, 2019 EMIR – Pairing and Matching at Position Level to be implemented in December 2019 Read more Blogs Fri 11 Oct, 2019 Brexit – FCA Statement on EMIR Trade Reporting Read more MiFID II Transaction Reporting Tue 8 Oct, 2019 ESMA clarifies FX forwards transaction reporting in new MiFIR Q&A Read more MiFID II Trade Reporting Tue 1 Oct, 2019 ESMA postpones review of MiFID II RTS 2 Read more SFTR Reporting Tue 17 Sep, 2019 Cappitech and Kaizen Reporting publish findings of SFTR implementation survey Read more EMIR Reporting Thu 12 Sep, 2019 In the news: David Nowell speaks to Practice Insight Read more Awards Thu 5 Sep, 2019 Kaizen named best ‘Technology Provider for Regulatory Compliance’ by FinTech and RegTech Global Awards Read more MiFID II Transaction Reporting Wed 4 Sep, 2019 In the news: David Nowell and Chris Machin speak to FOW Read more SFTR Reporting Wed 28 Aug, 2019 10 Lessons from industry responses to the ESMA Guidelines Consultation Read more MiFID II Transaction Reporting Thu 25 Jul, 2019 In the news: David Nowell speaks to Practice Insight on regulatory change Read more SFTR Reporting Wed 24 Jul, 2019 Collaborative reporting expected to be in demand for SFTR Read more Blogs Tue 16 Jul, 2019 A tsunami of EMIR Q&As Read more EMIR Reporting Mon 15 Jul, 2019 ESMA fines trade repository for data delivery breaches Read more MiFID II Transaction Reporting Wed 10 Jul, 2019 MiFIR transaction reporting goalposts set to shift again Read more MiFID II Transaction Reporting Mon 8 Jul, 2019 MiFIR versus EMIR – which is the most important reporting regime? Read more Events WEBINAR: Transaction Reporting – Practical steps to reduce regulatory risk Read more Event: Wed 10 Jul, 2019 Blogs Fri 14 Jun, 2019 Ten steps to MiFIR transaction reporting nirvana Read more EMIR Reporting Wed 12 Jun, 2019 EMIR Refit – white elephant regulation Read more SFTR Reporting Wed 29 May, 2019 Sunny ESMA provides some SFTR relief Read more EMIR Reporting Tue 28 May, 2019 ESMA publishes new EMIR Q&A Read more MiFID II Transaction Reporting Thu 2 May, 2019 FCA insight into Transaction Reporting Feedback Read more MiFID II Trade Reporting Tue 23 Apr, 2019 The effects of Brexit on MiFID II post-trade transparency reporting Read more MiFID II Transaction Reporting Thu 18 Apr, 2019 FCA publish Market Watch 59 Read more SFTR Reporting Mon 15 Apr, 2019 ANNA alleviates the SFTR Issuer LEI Conundrum Read more Awards Thu 11 Apr, 2019 Kaizen wins ‘Best Reporting Platform or Service’ at Sell-Side Technology Awards Read more MiFID II Transaction Reporting Tue 9 Apr, 2019 Lack of training results in transaction reporting breaches Read more MiFID II Transaction Reporting Thu 28 Mar, 2019 Second fine for transaction reporting breaches in two weeks is a record £34.3m Read more SFTR Reporting Fri 22 Mar, 2019 SFTR Regulatory Technical Standards published in the Official Journal Read more MiFID II Transaction Reporting Thu 21 Mar, 2019 FCA MiFID reporting fine – could it have been you? Read more MiFID II Transaction Reporting Tue 19 Mar, 2019 Kaizen’s reaction to the £27.6 million fine issued by the FCA for incorrect reporting Read more Media Thu 14 Mar, 2019 Kaizen Reporting to support Dorabros’ mission to raise funds for young cancer patients Read more SMCR Thu 7 Mar, 2019 Senior Managers Regime – are you ready? Read more FinfraG Reporting Tue 26 Feb, 2019 Swiss Derivatives Regulator FINMA Recognises UK Derivative Regulations Ahead of Brexit Read more White Paper Tue 19 Feb, 2019 White Paper – Brexit can damage your MiFIR transaction reporting and EMIR trade reporting Read more MiFID II Transaction Reporting Wed 13 Feb, 2019 Valid but wrong: FCA warns on MiFIR transaction reporting data quality Read more SFTR Reporting Fri 8 Feb, 2019 In the news: Jonathan Lee speaks to BobsGuide Read more Media Wed 6 Feb, 2019 Alpha FMC and Kaizen to provide transaction reporting compliance assurance service Read more Awards Tue 5 Feb, 2019 Kaizen kicks-off 2019 with listing in ‘Most Influential FinTechs’ Read more MiFID II Transaction Reporting Mon 4 Feb, 2019 ESMA updates Q&A on MiFIR and EMIR reporting Read more MiFID II Transaction Reporting Thu 3 Jan, 2019 MiFIR transaction reporting – a happy 1st birthday? Read more EMIR Reporting Tue 18 Dec, 2018 Santa’s SFTR gift extends to EMIR Read more SFTR Reporting Mon 17 Dec, 2018 SFTR: The final countdown Read more Media Mon 17 Dec, 2018 Another year of significant growth, success and development for Kaizen Read more SFTR Reporting Thu 13 Dec, 2018 SFTR – the countdown to compliance begins Read more MiFID II Transaction Reporting Tue 11 Dec, 2018 Deep into the soul of regulatory reporting in 2018 Read more Blogs Fri 7 Dec, 2018 “The most exciting thing about Kaizen is the ambition of the company” Read more Awards Wed 5 Dec, 2018 Kaizen wins ‘Best New Regulatory Reporting Product’ at the FOW International Awards Read more MiFID II Trade Reporting Mon 3 Dec, 2018 MiFIR offering from Kaizen to include APA trade reporting Read more Awards Mon 19 Nov, 2018 Kaizen named on prestigious RegTech 100 list Read more MiFID II Transaction Reporting Mon 12 Nov, 2018 FCA data extract will now include transaction submission date Read more EMIR Reporting Thu 1 Nov, 2018 How was it for you? Take our survey on the EMIR RTS changes Read more EMIR Reporting Thu 25 Oct, 2018 Stockholm conference: New regulatory insights on EMIR and MiFIR reporting Read more Media Tue 23 Oct, 2018 Book now! Kaizen launches regulatory reporting training service led by industry expert David Nowell Read more SFTR Reporting Fri 19 Oct, 2018 SFTR RTS endorsement is still wait and see Read more EMIR Reporting Thu 11 Oct, 2018 Swaps get swapped. Changes to reporting of FX swaps under EMIR leaves us scratching our heads Read more Awards Media release: Kaizen selected as an FIA Innovator Read more Event: Tue 16 Oct, 2018 EMIR Reporting Thu 20 Sep, 2018 EMIR trade reporting: lifting the lid on pairing and matching Read more Events Join us in Stockholm for the Trade and Transaction Reporting Conference Read more Event: Wed 17 Oct, 2018 SFTR Reporting Fri 7 Sep, 2018 SFTR: ESMA dismissive of proposed amendments from European Commission Read more EMIR Reporting Wed 5 Sep, 2018 Tales from the crypt – the great cryptocurrency derivatives EMIR reportability debate Read more SFTR Reporting Five things we learned at the Regis-TR SFTR workshop Read more SFTR Reporting Wed 22 Aug, 2018 In the news: Jonathan Lee speaks to Inside Data Management Read more MiFID II Transaction Reporting Mon 20 Aug, 2018 In the news: David Nowell on the FCA’s ‘first warning’ to industry on transaction reporting improvement Read more EMIR Reporting Tue 14 Aug, 2018 ESMA updates its validation rules (again) Read more SFTR Reporting Mon 13 Aug, 2018 SFTR: Challenges of implementation Read more SFTR Reporting Tue 31 Jul, 2018 SFTR: If you can’t beat ’em, join ’em… Read more Blogs Wed 18 Jul, 2018 The FCA’s mid-year report on MiFID II transaction reporting Read more HKMA Reporting Mon 16 Jul, 2018 Tell me LEIs Read more MiFID II Transaction Reporting Mon 16 Jul, 2018 MiFID II reporting: what we’re seeing six months in Read more Blogs Fri 13 Jul, 2018 ESMA updates its EMIR Q&A Read more SFTR Reporting Thu 12 Jul, 2018 In the news: Jonathan Lee speaks to the International Financial Law Review Read more Media Thu 5 Jul, 2018 Media release: Leading regulatory expert David Nowell joins rapidly-growing Kaizen team Read more SFTR Reporting Wed 4 Jul, 2018 Media release: Kaizen hires industry expert to consolidate SFTR offering Read more MiFID II Transaction Reporting Mon 2 Jul, 2018 In the news: Dario Crispini speaks to Best Execution on the challenges of regulation on derivatives Read more EMIR Reporting Wed 27 Jun, 2018 Measure for measure: ESMA’s assessment of EU-wide supervisory measures for EMIR Read more EMIR Reporting Wed 6 Jun, 2018 Baskets, ISINs and bank holidays – ESMA publishes new guidance on EMIR Read more Awards Thu 31 May, 2018 Media release: Kaizen general counsel Geno Luchmun joins EMpower Executives List Read more MiFID II Transaction Reporting Wed 30 May, 2018 MiFID II Q&A update: New guidance on complex trades and national ID validations Read more MiFID II Transaction Reporting Tue 29 May, 2018 FCA makes data integrity a clear focus for 2018/19 Read more CFTC/ Dodd Frank Reporting Mon 30 Apr, 2018 CFTC hints it will follow in ESMA’s footsteps Read more MiFID II Transaction Reporting Wed 25 Apr, 2018 In the news: Dario Crispini on post-2008 world and how MiFID has altered the landscape Read more MiFID II Transaction Reporting Wed 28 Mar, 2018 Media release: Kaizen and Elixirr partner to bring new level of transaction reporting compliance Read more Awards Fri 23 Mar, 2018 Media release: RegTech Awards shortlist Kaizen for Best Dodd-Frank Solution Read more MiFID II Transaction Reporting Thu 22 Mar, 2018 In the news: Dario Crispini talks LEIs with Funds Europe Read more MiFID II Transaction Reporting Thu 8 Mar, 2018 In the news: Dario Crispini on transaction reporting data quality with Thomson Reuters Read more MiFID II Transaction Reporting Listen: Ian Rennie speaks on MiFID II and Senior Managers Regime Read more MiFID II Transaction Reporting Wed 20 Dec, 2017 ESMA’s LEI solution is a Grandma-like gift Read more MiFID II Transaction Reporting Tue 19 Dec, 2017 MiFID II Q&A updates – an early Christmas present from ESMA Read more MiFID II Transaction Reporting Tue 19 Dec, 2017 Dear Santa…a MiFID II Christmas wish list Read more MiFID II Transaction Reporting Tue 19 Dec, 2017 In the news: Kaizen speaks to CNBC about what to expect from MiFID II Read more Media Thu 14 Dec, 2017 Media release: Kaizen announces an excellent 2017, with new clients, offices and award wins Read more SMCR Listen now: Webinar – Senior Managers Regime responsibilities under MiFID II Read more Event: Wed 13 Dec, 2017 Awards Thu 30 Nov, 2017 Kaizen wins ‘Most promising Fintech/RegTech firm’ Read more MiFID II Transaction Reporting Thu 30 Nov, 2017 In the news: Kaizen speaks to Global Risk Regulator about MiFID II data quality Read more MiFID II Transaction Reporting Thu 16 Nov, 2017 Q – Who should read the latest MiFIR Q&A? Read more Awards Tue 31 Oct, 2017 Kaizen officially presented with Queen’s Award for innovation Read more Blogs Wed 25 Oct, 2017 FCA’s first EMIR reporting fine highlights importance of robust testing and controls Read more MiFID II Transaction Reporting FCA to focus on reporting data quality in 2018 Read more Event: Tue 17 Oct, 2017 EMIR Reporting Tue 24 Oct, 2017 In the news: Dario Crispini speaks to Best Execution on derivatives identifiers Read more Awards Thu 5 Oct, 2017 Kaizen wins Best Compliance and Regulatory Solution at Fund Services Awards Read more CFTC/ Dodd Frank Reporting Wed 4 Oct, 2017 CFTC Fines Top Tier Bank for Legal Entity Identifier (LEI) violations Read more CFTC/ Dodd Frank Reporting Tue 19 Sep, 2017 Kaizen hires ex-trade repository specialist to support growth Read more EMIR Reporting Thu 7 Sep, 2017 New rules = new tools: DTCC simplifies technology ahead of EMIR rewrite Read more EMIR Reporting Wed 16 Aug, 2017 Transparency is still an issue 10 years post financial crisis Read more EMIR Reporting Mon 14 Aug, 2017 Big EMIR changes in MiFIR’s shadow and deadline fast approaching Read more MiFID II Transaction Reporting Wed 9 Aug, 2017 MiFID II guidelines update uneventful Read more Awards Tue 18 Jul, 2017 Kaizen attends Queen’s Award royal reception Read more MiFID II Transaction Reporting Tue 4 Jul, 2017 Transaction reporting tops concerns at MiFID II conference Read more ASIC Reporting Thu 29 Jun, 2017 Your ASIC reporting risk just increased Read more MiFID II Trade Reporting Wed 28 Jun, 2017 MiFID II: Industry pushes back on ‘no LEI: no trade, no admission’ Read more MiFID II Transaction Reporting Webinar: Do you have the right systems and controls in place? Read more Event: Wed 28 Jun, 2017 MiFID II Transaction Reporting Thu 22 Jun, 2017 Top ten takeaways from the BBA’s transaction reporting forum Read more EMIR Reporting Fri 5 May, 2017 Significant changes proposed for EMIR reporting Read more Awards Fri 21 Apr, 2017 Kaizen Reporting’s ReportShield™ testing wins Queen’s Award for innovation! Read more EMIR Reporting Thu 6 Apr, 2017 ESMA updates EMIR Reporting Q&As for backloading requirement Read more EMIR Reporting Wed 29 Mar, 2017 Brokers would like to dump delegated reporting, may start to charge Read more MiFID II Transaction Reporting Workshop: MiFID II Guidelines and common scenarios 2 Read more Event: Mon 8 May, 2017 MiFID II Transaction Reporting Tue 10 Jan, 2017 Q: Which ‘reporting crocodile’ will be nearest the canoe in 2017? Read more MiFID II Transaction Reporting Workshop: MiFID II Guidelines and Common Scenarios Read more Event: Thu 2 Feb, 2017 Blogs Mon 19 Dec, 2016 2016: The reporting (Jean) Genie is well and truly out of the bottle Read more Blogs Tue 6 Dec, 2016 Camels are horses: the problem of identifiers under MiFID II Read more MiFID II Transaction Reporting Wed 12 Oct, 2016 The good, the bad and the new: Final MiFID II transaction reporting guidelines Read more SMCR Tue 20 Sep, 2016 FCA first with new Senior Managers and Certification Regime (SMCR) form Read more MiFID II Transaction Reporting Wed 14 Sep, 2016 FCA provides timeline for MiFID II testing services Read more EMIR Reporting Fri 9 Sep, 2016 UPDATE: Why populating the clearing obligation field won’t be so easy Read more MiFID II Transaction Reporting Kaizen and BBA MiFID II webinar and workshops Read more MiFID II Transaction Reporting Mon 1 Aug, 2016 FCA publishes second MiFID II consultation paper Read more EMIR Reporting Tue 26 Jul, 2016 Updated EMIR trade reporting rules set stage for fines Read more MiFID II Transaction Reporting Thu 23 Jun, 2016 Will Brexit lead to a TRexit? Read more MiFID II Transaction Reporting Thu 5 May, 2016 Why data quality is key to regulatory reporting compliance Read more MiFID II Transaction Reporting Wed 4 May, 2016 Collateral transfers are to be explicitly excluded from MiFID II transaction reporting Read more MiFID II Transaction Reporting Fri 29 Apr, 2016 UnaVista partners with Kaizen Reporting to offer quality assurance solution Read more MiFID II Transaction Reporting Fri 22 Apr, 2016 Updates From The Deutsche Boerse Buy-Side Working Group Read more MiFID II Transaction Reporting Thu 24 Mar, 2016 Continued uncertainty around future transparency under MiFID II Read more SMCR Wed 16 Mar, 2016 Senior Managers Regime and Transaction Reporting: ‘Not about trying to get heads on sticks’ Read more MiFID II Transaction Reporting Wed 24 Feb, 2016 Five things we learned from the FCA’s MiFID II venue roundtable Read more EMIR Reporting Tue 23 Feb, 2016 Why populating the clearing obligation field won’t be so easy Read more MiFID II Transaction Reporting Looking for some practical guidance on MiFID II reporting? Read more MiFID II Transaction Reporting Thu 11 Feb, 2016 MiFID II fee proposals – how will they impact you? Read more MiFID II Transaction Reporting Wed 10 Feb, 2016 MiFID II delay confirmed but there’s no time to waste Read more EMIR Reporting Tue 9 Feb, 2016 ESMA’s latest EMIR Q&A provides clarity on notional fields Read more MiFID II Transaction Reporting Wed 3 Feb, 2016 ESMA Data Portal Changes Read more MiFID II Transaction Reporting Tue 5 Jan, 2016 It’s crystal ball time – regulatory reporting in 2016 Read more MiFID II Transaction Reporting Thu 31 Dec, 2015 ESMA gets in just before Santa to consult on clocks, data, records and reporting under MIFID II Read more EMIR Reporting Tue 10 Nov, 2015 Is indirect clearing any clearer? Read more MiFID II Transaction Reporting Tue 10 Nov, 2015 Finally it’s out, proposed 12 month delay to MiFID II Read more MiFID II Transaction Reporting Thu 5 Nov, 2015 MiFID II implementation roundtable Read more MiFID II Transaction Reporting Thu 5 Nov, 2015 Good and bad news for transaction reporting under RTS 22 Read more MiFID II Trade Reporting Fri 30 Oct, 2015 Just a second…? Read more MiFID II Transaction Reporting Fri 23 Oct, 2015 10 things we learned at the FCA’s MiFID II conference Read more EMIR Reporting Tue 6 Oct, 2015 Latest EMIR Q&A update looks like a major headache for Trade Repositories… Read more MiFID II Transaction Reporting Fri 2 Oct, 2015 ESMA writes the control section of your transaction reporting BRD… Read more EMIR Reporting Mon 14 Sep, 2015 EMIR level 2 validations – are you ready? Read more MiFID II Transaction Reporting Thu 9 Jul, 2015 ESMA reveals latest on MiFID II progress Read more EMIR Reporting Wed 20 May, 2015 ESMA publishes 13th version of its EMIR Q&As Read more EMIR Reporting Tue 31 Mar, 2015 ESMA publishes 12th version of its EMIR Q&As Read more MiFID II Transaction Reporting Wed 11 Feb, 2015 A review of the key TRUP 3.1 changes for MiFID Read more EMIR Reporting Fri 28 Nov, 2014 Obligation to use LEIs picks up pace Read more Blogs Fri 14 Nov, 2014 NYSE LIFFE MIC changes following migration to ICE Futures Europe Read more Load more
