Looking for some practical guidance on MiFID II reporting?

Despite the year’s delay, firms mustn’t take their foot off the accelerator when it comes to their MiFID II preparation. The timing therefore couldn’t be better for the upcoming event: derstanding Transaction and Trade Reporting Under MiFID II: A Practical Guide to Implementation of the New Requirements on Wednesday 9 March.

Our CEO Dario Crispini will join the expert speaker panel at the event along with Kaizen’s Senior Consultant Adrian Gill.

The event, which is part of a two-year programme of MiFID II events run by City and Financial, will cover the following points:

Progress report on transaction reporting
Transaction reporting obligation on firms
Data readiness
Role of transmission and delegation
Products identifiers and product classification
Trading with non EEA firms
Establishing a control framework for MiFID II transaction reporting
ESMA guidance in the RTS
Identifying errors and omissions
Authenticating the source of transaction report
Avoiding over-reporting and under-reporting
Testing and reconciliations
Record-keeping obligation on firms
Transaction reporting obligation and Approved Reporting Mechanisms of trading venues
Obligation to provide financial investment data
Trade reporting – balancing the competing demands of transparency and liquidity under MiFID II
Implementation: timelines and problems.