MiFIR Transaction Reporting Core Training
Our CPD-accredited MiFIR Transaction Reporting training course is led by Simon Appleton, one of the UK's leading experts on MiFIR reporting, providing a comprehensive understanding of the requirements.
Course overview
This virtual course* will provide delegates with a core understanding of MiFIR transaction reporting requirements. It covers the regulatory drivers, the reporting scope, trading scenarios and the key fields that comprise a MiFID transaction report.
*Please note we are running this course virtually over two days, split into two 2 hour sessions.
Who is it for?
The course is primarily aimed at compliance and operations staff, but it will benefit anyone involved in the MiFID reporting process.
What are the benefits?
Learners will gain a greater understanding of the MiFIR transaction reporting requirements to reduce the risk of inaccurate reporting which can lead to large remediation projects and regulatory sanctions.
What does it cost?
£499 plus VAT (£598.80)
Standard virtual training rate
NB – Clients will be invoiced the fees. Non-clients can pay by credit card when registering.
All our training courses are virtual events via video conferencing. Once you have purchased a ticket via Eventbrite, the joining details will be emailed to you within two working days.
For an in-house course for you and your team, please send an email to Training Service Team.
Topics covered
- Regulatory drivers behind the transaction reporting regime
- Reporting scope – the entities which have a transaction reporting requirement
- Instruments within scope and what constitutes execution of a transaction
- Systems and controls required for transaction reporting
- Legal entity identification and private individual identification standards
- Instrument reference data standards
- How to build a basic transaction report
- The fields that comprise a transaction report.
Meet the Trainer
Simon Appleton
MiFIR Reporting Director
Simon has over 30 years’ transaction reporting experience working at regulatory bodies, trading venues and for the last twelve years in a consultancy role helping banks, brokers, asset managers, wealth managers, ARMs and trading venues meet their MiFIR transaction reporting obligations.
Read Simon's bio