‘It would be an easy win for the FCA’: Kaizen’s Dario Crispini speaks to Compliance Corylated

News of the FCA’s first fine for MiFID II transaction reporting errors may be hot off the press, but in 2024 alone the FCA found 139 MiFID firms failing to report transactions. 

Following a Freedom of Information Act request, Compliance Corylated also found 450 firms have failed to check MiFID transaction reports for accuracy and completeness using extracts from the FCA’s own system. 

Our CEO Dario Crispini, former FCA regulator, told Rachel Wolcott that “It would be an easy win for the FCA to write letters to all those firms and ask what they are doing.”

Read the story in full on Compliance Corylated.